An Agency Guide on Overcoming Unique Challenges to Localized Congestion Reduction Projects(You will need the Adobe Acrobat Reader to view the PDFs on this page.) 3.0 Case Studies of Successful Programs and Projects3.1 Overview of Case Study ProcessMuch of the emphasis in this document to this point has been on identifying and describing barriers and challenges to implementing localized congestion (bottleneck) programs and projects. It is evident that while there is a wide range of barriers and challenges, many agencies have found ways to overcome them and implement programs and projects that are significantly successful and improving safety and mobility at relatively low cost. This section focuses on highlighting a variety of case studies that illustrate key principles and lessons on how the barriers and challenges were overcome. The research team used an assortment of methods to gather information on the case study programs and projects, including an agency survey, attendance at LBR workshops, and a state-of-the-practice review of published studies and internet pages dealing with the subject of localized congestion and bottleneck removal projects. Agency SurveyThe research team conducted the research necessary to gather information for telling the story of the individual case-study examples that illustrate successful approaches and concepts for overcoming common barriers and challenges. The research was accomplished using a variety of means, including:
The research team designed a short survey instrument to gather details regarding approximately forty potential case study projects where agencies implemented localized congestion relief projects. The survey collected information on:
State-of-the-Practice ReviewThe research team also performed a state-of-the-practice review to gather information on potential case study projects and programs. Internet searches and review of published literature and sources generated during workshops and state visits were the key information sources. 3.2 Case Study MatrixThe information gathered online was synthesized into the Overcoming Challenges Matrix shown in Table 8, which lists a number of case study examples where the most common challenges were overcome. The Overcoming Challenges Matrix provides one or more case study examples; however, detailed information was not available for all of these examples but a web link is provided in the outcome column in order to give readers a way to get additional information if it is desired. This document also contains a number of detailed case studies that are provided in the following subsections of Section 3 and also in Appendix A. 3.3 Detailed Case StudiesTable 9 lists the case study sites selected to illustrate key principles and lessons on how the barriers and challenges were successfully overcome. Each of the selected projects and programs demonstrates a somewhat unique approach and has practical value for agencies that want to start or expand an effort aimed at mitigating localized congestion resulting from bottlenecks. These sites also had sufficient information available — including their background, barriers, improvement strategies, circumstances, and outcome assessment — that made a detailed case study possible. The following subsections in Section 3 give a brief overview of the sites selected for detailed study. One-page summary fact sheets of the case studies are also provided in Appendix A.
1 For more details on these case studies, visit the informational links found in Appendix B. ↑
3.4 Arkansas Case StudyMetroplan MPOMetroplan, the MPO for the Little Rock region, has implemented a program dubbed “Operation Bottleneck” aimed at identifying current congested locations that are amenable to relatively quick and inexpensive treatments. Major congestion problems – arterial corridors and freeway sections/interchanges with major capacity deficiencies – are well known throughout the area. Further, future (major) problems have been identified with the modeling done for the long-range transportation plan. However, funding for the major improvements necessary at these locations must come from either:
Metroplan wanted a way to serve their constituents better than constructing a scarce few megaprojects. Further, the region is almost in nonattainment for the eight-hour ozone standard. The text from their press release on the program sums up their intent very well: “We’re aware of the major congestion issues in our area and have identified those in our long-range plans, but we know there are dozens, maybe hundreds of neighborhood problems throughout the region that could be fixed with something as simple as a roundabout or coordinating traffic signals to improve flow,” McKenzie says. “Localized problems like these can be harder to identify and are sometimes overlooked, even though they can be just as frustrating to drivers. Often they can be addressed much more quickly than larger projects. Those are the types of areas we are hoping to identify through Operation Bottleneck.” Operation Bottleneck ProgramOperation Bottleneck is largely based on the establishment of a Regional Mobility Authority (RMA). In Arkansas, an RMA is a coordinating body with no taxing powers – member counties would have to raise the taxes necessary to fund projects; multiple counties would be involved. Most likely, the RMA will be based on a temporary increase in local sales taxes county-by-county; they feel it is important to sunset the tax so it is more palatable to the public and elected officials. Metroplan hopes to leverage state and Federal funds against their self-generated revenue to fund the projects. Also key to the strategy is a specific list of projects to be funded by the tax increase, and most of the Operation Bottleneck effort has gone into project identification, as discussed below. Project identification is being driven almost exclusively by public input via local meetings and an Internet survey. Metroplan also hired a marketing firm to promote the program through local media. Both congestion and safety problem areas are being solicited, along with other modal deficiencies (transit, special transportation). A huge range of responses has been received, from megaprojects to minor problems on local roads. For congestion problems, signals and interchanges are dominating the responses. Safety problems identified by the public tend to be more general than site-specific. (This is understandable since congestion is experienced routinely but crashes are rare events for individuals.) Metroplan staff will assemble the projects and will develop a list of projects to iterate with the public. Staff will also make revenue projections under different sales tax rates. No formal benefits assessment is planned – as with project identification Metroplan emphasized that public input is the driver for Operation Bottleneck, not technical processes (which they use for all other transportation planning activities). The staff will compare public-identified projects with those in the TIP and LRTP as well as against congested sections identified in their Congestion Management System in developing a prioritized list. Metroplan staff offered two types of improvements that are likely to dominate the project list:
Initial results were presented to public officials in October 2008. Metroplan would like to make this an ongoing process, especially since the public support for the program has been very high. How to structure the funding for an ongoing program will be tricky, however. Metroplan staff highlighted a $1.5 million dollar improvement project implemented in 2010 that alleviated intersection congestion at Dave Ward Drive and Donaghey Road in Conway, Arkansas as an effective outcome of the Operation Bottleneck program. Table 10 outlines the key barriers and challenges and how they were overcome.
For More InformationSee the fact sheet in Appendix A for a synopsis of the Operation Bottleneck case study. 3.5 California Case StudyCaltransThe California Department of Transportation (Caltrans) does not have a formal bottleneck planning process; rather, bottleneck issues are addressed at the district level as part of their Corridor System Management Plans (CSMP), which are developed for some of California’s most congested transportation corridors. System monitoring and evaluation is seen as the foundation for the entire process because it cannot only identify congestion problems, but also be used to evaluate and prioritize competing investments. The CSMP includes the identification of bottlenecks and potential short-term fixes as part of an overall and long-term strategy for making corridor improvements. This may take the form of an “LBR audit,” which is a review of traditional large-scale corridor studies to identify opportunities for using LBR improvements as part of the package of improvements. The LBR audit concept is similar to that of Road Safety Audits. Caltrans does not have a direct funding for bottlenecks, although bottleneck projects are routinely programmed through the CSMP process. I-580/US-101 Connector Ramp RestripingThe second detailed case study is a project in California that involved restriping a ramp to improve traffic flow. Table 11 outlines the key barriers and challenges and how they were overcome.
For More InformationSee the fact sheet in Appendix A for further details of the I-580/US-101 Connector Ramp Restriping case study. 3.6 Louisiana Case StudyLouisiana Department of Transportation and DevelopmentThe Louisiana Department of Transportation and Development (DOTD) does not current have a formal localized bottleneck reduction program for project implementation. Low-cost projects that address localized congestion are done on an ad hoc basis within the various district offices. US-90 near Louisiana Superdome in New OrleansThe fourth case study is a project implemented by the Louisiana DOTD in the New Orleans area on US-90, also commonly referred to as the Ponchartrain Expressway (PE). This project is unique because it is a case where DOT officials decided to eliminate through lanes on the PE to create exit-only lanes designed to reduce last-second merging and ease the chronic bottleneck. Table 12 outlines the key barriers and challenges and how they were overcome.
For More InformationSee the fact sheet in Appendix A for a synopsis of the US-90 near Louisiana Superdome in New Orleans case study. 3.7 Maryland Case StudyMaryland State Highway AdministrationThe Maryland State Highway Administration (SHA) has a dedicated program of about $5M per year for the identification and implementation of low-cost traffic congestion improvements at intersections. The program’s genesis tracks to when SHA asked, “What can be done if and when a megaproject’s ‘no‑build’ alternative is chosen?” The program has been well received by the public and local governments. Projects typically include low-cost projects that can be implemented quickly, such as signal timing upgrades and adding turn lanes and through lanes at intersections. The Maryland SHA also has had considerable success with projects to improve freeway ramps and merge areas that have reduced congestion bottlenecks at a low cost. Baltimore City Gateway Signal OptimizationThe fifth case study is a project implemented in Baltimore City, Maryland involving optimization of traffic signals in nine regionally significant arterial corridors. The signal retiming was implemented for less than half a million dollars and produced an overall benefit-to-cost ratio of 51:1 based on benefits accrued from reductions in vehicle delay, number of stops, fuel consumption, and particulate emissions. Table 13 outlines the key barriers and challenges and how they were overcome.
For More InformationSee the fact sheet in Appendix A for a synopsis of the Baltimore City Gateway Signal Optimization case study. 3.8 Michigan Case StudyMichigan DOTMichigan DOT currently is in the process of developing a structured Localized Bottleneck Reduction (LBR) Program. The effort began several years ago with structured changes at MDOT, during which MDOT officially reorganized their Maintenance and Traffic and Safety Divisions to create a Division of Operations. The next step was the formation of a new section titled Systems Operations and Management (SOM). One of their early charges was to develop an approach to identify and eliminate bottlenecks throughout the State. Several years previous to this reorganization, MDOT developed and utilized a “Choke Point” Program, and their current efforts are patterned after that effort. One of the first official action steps that the SOM Section pursued was to solicit potential bottleneck locations and problem descriptions from each of their seven region offices. More than 200 locations were identified, with about one-third being freeway interchanges. Based on further review by the SOM Section, the total number of potential locations was reduced to approximately 125 locations, which they believed: 1) met their definition of a “bottleneck” location; and 2) had a potential cost-effective solution that could address the problem. One of the primary goals of this highly focused initial effort is to develop a documented and sustainable approach that can demonstrate excellent benefit-to-cost ratios, as well as justification for allocation and expenditure of funds on the statewide LBR Program. The underlying goal was to obtain leadership support and a dedicated funding template specifically for bottleneck reduction projects, which has now been achieved. Many challenges exist as the Program and structure move forward. One primary challenge is the need to complete a detailed analysis necessary for a large number of potentially competing projects, as well as a freeway analysis of these projects. MDOT staff resources are limited and MDOT is reviewing the potential use of consultants and/or universities for project analysis. Another issue is how to justify and evaluate the impacts of the suggested changes as well as the existing problem. The intent is to create a level playing field for application of LBR funding by each of the seven regions. The third major challenge is the availability of funding. Michigan is going through an extremely dynamic period with the overhaul of the automobile industry, and their funding has been reduced. These issues are all being discussed and debated as MDOT moves forward to establish and document a formal, fully funded LBR Program. I-75/M-81 Interchange ReconfigurationThe sixth case study is a project implemented in Saginaw, Michigan involving a reconfiguration of the I-75/M-81 interchange from a diamond to a modern roundabout. Given limited resources, the Michigan DOT chose to use an innovative design approach with roundabouts replacing the tight diamond. Table 14 outlines the key barriers and challenges and how they were overcome. For More InformationSee the fact sheet in Appendix A for a synopsis of the I-75/M-81 Interchange Reconfiguration case study.
3.9 Minnesota Case StudiesMinnesota DOTMinnesota’s Process to Identify and Prioritize Bottleneck Improvements
Minnesota DOT was originally driven to explore low-cost congestion relief projects because of budgetary restrictions, but soon realized that these projects could be implemented very quickly and, as a bonus, were highly visible and popular with the public. In less than one year, the Minnesota DOT developed a highly accelerated process for bottleneck identification and prioritization, which led to many effective projects in the following two years. The Minnesota DOT also found that because of lower costs, it could identify multiple locations throughout the region and “spread around” bottleneck projects in an equitable way. This process consisted of a study that used a five-step process to narrow potential projects into a recommendation list to the state legislature. Evaluation of completed projects produced high benefit/cost ratios, usually greater than 8:1. Note: Circa 2009, this one-time activity was replaced by an ongoing CMS process known as the Congestion Management Planning Process, which has been formally adopted as part of the 3C planning process. I-94 Lane Modification near Lowry TunnelThe seventh case study is a project implemented in Minneapolis, Minnesota involving a lane modification near the Lowry Tunnel. The Minnesota DOT implemented a relatively low-cost ($300,000) project to provide an option lane on westbound I-94 approaching the I-394 interchange in proximity to the Lowry tunnel. This is a relatively recent project (September 2010) that is still being assessed by DOT staff. Table 15 outlines the key barriers and challenges and how they were overcome.
TH-100 at St. Louis Park ProjectThe eighth case study is a second project implemented in Minneapolis, Minnesota involving improvements to a section of Trunk Highway 100 (TH-100) between 36th Street and I-394. The Minnesota DOT implemented a $7.1 million dollar project to add a third travel lane in one of the metro areas worst bottlenecks by converting roadway shoulders. This project was completed in 2006 and then won an award for Public Project of the Year in Minnesota because of the significant mobility improvement. Table 16 outlines the key barriers and challenges and how they were overcome.
For More InformationSee the fact sheets in Appendix A for a synopsis of the I-94 Lane Modification near Lowry Tunnel and TH-100 at St. Louis Park Project case studies. 3.10 Missouri Case StudyMissouri DOTThe Missouri DOT does not currently have a formal localized bottleneck reduction program. Low-cost projects that address localized congestion are done on an ad hoc basis within the various district offices – most notably in the Springfield and St. Louis metropolitan areas. The Missouri DOT utilized a “practical design” concept in the fall of 2005 that challenged internal staff, the FHWA and consulting community to help cut the budget of the 5-year STIP by 10 percent. Engineers were told that they could put their design manuals on the shelf for a year and be guided by the following three rules:
The District challenge resulted in an initial savings of over $400 million across the 5-year STIP. District representatives were assembled to discuss their experiences with practical design – both good and bad. About 400 ideas and comments were discussed and documented and then boiled down to 25 broad policies in 5 general areas. These five areas accounted for 80 percent of the Missouri DOTs program delivery expenditures:
The switch to the practical design concept in Missouri has produced a significant organizational change and also positive results in the safety, communication and quality as shown in Table 17.
I-44/Route 13 Diverging Diamond InterchangeThe ninth case study is a first of its kind implemented in Springfield, Missouri. The Missouri DOT implemented a $3.2 million dollar project to convert an existing congested interchange (I-44/Route 13) into the first Diverging Diamond Interchange (DDI) in the United States. The first DDI was somewhat of a battle to get in place but its success is leading to more implementations in Missouri. Table 18 outlines the key barriers and challenges and how they were overcome.
For More InformationSee the fact sheet in Appendix A for a synopsis of the I-44/Route 13 Diverging Diamond Interchange case study. 3.11 Texas Case StudyTexas DOTThe Texas DOT does not currently have a formal localized bottleneck reduction program. Low-cost projects that address localized congestion are done on an ad hoc basis within the various district offices – most notably in Austin (see Table 19) and Dallas/Fort Worth (see Table 20). Texas Low-Cost Freeway Bottleneck Removal ProjectsThe tenth case study is of a low-cost freeway bottleneck removal program primarily in the DFW metropolitan area. The Texas DOT implemented a number of low-cost projects to address localized congestion. Most projects utilized improvements such as restriping, shoulder conversion, and installation of auxiliary lanes to improve mobility in short sections of freeway. Most improvements were implemented with local DOT discretionary funds, and projects champions at both the DOT and MPO were a key to success. Table 21 outlines the key barriers and challenges and how they were overcome.
* B-C ratio based on ten-year project life with a 4 percent discount rate ↑
For More InformationSee the fact sheet in Appendix A for a synopsis of the Low-Cost Freeway Bottleneck Removal Projects case study. September 2011 |
United States Department of Transportation - Federal Highway Administration |